SFC Licences of LI Siying 李思瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 10 February 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 10 February 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 10 February 2023 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 February 2023 | |
| UBS Securities Asia Limited | RE | 2 | 15 August 2019 | 11 November 2022 |
| UBS Securities Asia Limited | RE | 1 | 06 August 2018 | 11 November 2022 |
| UBS Securities Asia Limited | RE | 1 | 28 May 2018 | 02 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 07 May 2018 | 25 May 2018 |
| UBS Securities Asia Limited | RE | 1 | 18 July 2016 | 15 October 2016 |