SFC Licences of DUAN Yanni 段燕妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Unicorn Securities Company Limited 益群證券有限公司 | RE | 1 | 01 February 2024 | |
| Bison Corporate Finance Limited 貝森企業融資有限公司 | RE | 6 | 31 October 2022 | 11 January 2024 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 16 March 2020 | 05 January 2021 |