SFC Licences of YE Xiaoxiong 叶晓雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 06 November 2017 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 18 July 2016 | 07 September 2017 |