SFC Licences of YU Yan 遇言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 9 | 27 April 2018 | 31 December 2018 |
Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 4 | 26 January 2017 | 31 December 2018 |
Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 1 | 26 January 2017 | 31 December 2018 |
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 1 | 08 November 2016 | 31 December 2018 |
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 4 | 08 November 2016 | 31 December 2018 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 19 July 2016 | 23 November 2016 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 19 July 2016 | 08 November 2016 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 19 July 2016 | 08 November 2016 |