SFC Licences of LEE Kwai Yin 李桂賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 August 2017 | 30 April 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 22 July 2016 | 16 November 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 22 July 2016 | 16 November 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 July 2016 | 16 November 2016 |