SFC Licences of LEE Kwai Yin 李桂賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 22 August 2017 30 April 2021
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 22 July 2016 16 November 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 22 July 2016 16 November 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 22 July 2016 16 November 2016