SFC Licences of OUYANG Puxi 歐陽普晞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 10 May 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 10 May 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 10 May 2022 | |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 11 June 2021 | 31 December 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 17 July 2019 | 31 December 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 17 July 2019 | 31 December 2021 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 20 January 2017 | 31 December 2021 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 20 January 2017 | 31 December 2021 |
| orientiert XYZ Securities Limited | RE | 6 | 28 September 2016 | 14 October 2016 |
| orientiert XYZ Securities Limited | RE | 4 | 31 August 2016 | 14 October 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 31 August 2016 | 14 October 2016 |