SFC Licences of SHEN Xiangfei 沈翔飛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 06 September 2019 | 25 May 2023 |
| Richland Worldwide Limited 富信(環球)集團有限公司 | RE | 4 | 29 March 2019 | 30 August 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 26 July 2016 | 28 November 2018 |