SFC Licences of CHAN Siu Kwong 陳兆光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 14 February 2019 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 10 January 2018 | 28 January 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 10 January 2018 | 28 January 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 January 2018 | 28 January 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 January 2018 | 28 January 2019 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 15 August 2016 | 20 December 2017 |