SFC Licences of LAM Pui Yan 林培人
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 21 March 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 10 December 2019 | 27 July 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 2 | 10 December 2019 | 27 July 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 10 December 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 10 December 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 December 2019 | |
| BANDS Financial Limited 磐石金融有限公司 | RE | 2 | 09 June 2017 | 30 September 2018 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 | RE | 6 | 16 August 2016 | 09 March 2017 |