SFC Licences of HO Siu Man 何小敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 4 03 May 2021 05 December 2021
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2021 05 December 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 17 August 2020 15 March 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 17 August 2020 15 March 2021
Mason Securities Limited 茂宸證券有限公司 RE 1 24 June 2019 27 July 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 25 July 2016 29 January 2018