SFC Licences of HO Siu Man 何小敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 03 May 2021 | 05 December 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2021 | 05 December 2021 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 17 August 2020 | 15 March 2021 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 17 August 2020 | 15 March 2021 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 24 June 2019 | 27 July 2020 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 July 2016 | 29 January 2018 |