SFC Licences of WONG Lai Kwok, Ruby 黃麗幗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 4 | 22 November 2021 | |
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 1 | 22 November 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 July 2016 | 06 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 July 2016 | 06 September 2021 |