SFC Licences of LAI Yiu Ting 黎耀庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 18 September 2020 | |
| Shacom Securities Limited 上銀證券有限公司 | RE | 4 | 17 April 2019 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 17 April 2019 | |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 29 March 2019 | |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 12 August 2016 | 04 December 2018 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 12 August 2016 | 04 December 2018 |