SFC Licences of CHIU Chi Kam, Kenneth 趙嗣淦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 23 May 2023 | 29 December 2023 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 09 June 2021 | 31 December 2022 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 10 April 2019 | 26 May 2019 |
PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 12 March 2019 | 15 March 2019 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 11 August 2016 | 14 January 2019 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 11 August 2016 | 14 January 2019 |