SFC Licences of GUO Yue 郭悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 29 September 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 September 2021 | |
| Merrill Lynch Far East Limited | RE | 4 | 08 August 2016 | 25 June 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 08 August 2016 | 25 June 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 August 2016 | 25 June 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2016 | 25 June 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 August 2016 | 25 June 2021 |
| Merrill Lynch Far East Limited | RE | 6 | 08 August 2016 | 25 June 2021 |