SFC Licences of CAO Lei 曹磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 29 January 2024 | 02 February 2024 |
Merrill Lynch Far East Limited | RE | 1 | 29 January 2024 | 02 February 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 January 2024 | 02 February 2024 |
Merrill Lynch Far East Limited | RE | 2 | 10 February 2023 | 17 February 2023 |
Merrill Lynch Far East Limited | RE | 1 | 10 February 2023 | 17 February 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 February 2023 | 17 February 2023 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 18 February 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 August 2016 | 18 February 2022 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 02 August 2016 | 10 October 2016 |