SFC Licences of LAM Hoi Kay Kate 林凱琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 26 February 2019 | |
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 30 January 2018 | 16 May 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 05 August 2016 | 16 May 2018 |
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 05 August 2016 | 16 May 2018 |