SFC Licences of TSOI Gary Ka Ming 蔡家皿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunfund Fund Management Limited 東皓基金管理有限公司 | RO | 9 | 21 December 2021 | |
| Sunfund Fund Management Limited 東皓基金管理有限公司 | RE | 9 | 19 July 2021 | 21 December 2021 |
| Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 14 January 2021 | |
| Sunfund Securities Limited 東皓證券有限公司 | RO | 1 | 30 September 2020 | |
| Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 30 March 2020 | 30 September 2020 |
| Kilmorey Securities Limited 金力証券有限公司 | RE | 1 | 05 June 2018 | 03 December 2019 |
| Formax Securities Limited 福億證券有限公司 | RE | 1 | 24 August 2016 | 26 April 2018 |
| Formax Securities Limited 福億證券有限公司 | RE | 2 | 24 August 2016 | 26 April 2018 |