SFC Licences of XUE Yang 薛陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 18 July 2018 01 August 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 18 July 2018 01 August 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 July 2018 01 August 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 27 February 2017 22 June 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 12 August 2016 22 June 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 12 August 2016 22 June 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 2 12 August 2016 27 February 2017