SFC Licences of GENG Xiaoxin 耿晓鑫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 24 September 2018
J.P. Morgan Securities (Far East) Limited RE 4 24 September 2018
J.P. Morgan Securities (Far East) Limited RE 1 24 September 2018
Merrill Lynch Far East Limited RE 1 08 August 2016 21 June 2018
Merrill Lynch Far East Limited RE 4 08 August 2016 21 June 2018
Merrill Lynch (Asia Pacific) Limited RE 4 08 August 2016 21 June 2018
Merrill Lynch (Asia Pacific) Limited RE 1 08 August 2016 21 June 2018
Merrill Lynch Far East Limited RE 6 08 August 2016 21 June 2018
Merrill Lynch (Asia Pacific) Limited RE 6 08 August 2016 21 June 2018