SFC Licences of SHUM Hoi To 沈海濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 | RE | 9 | 25 July 2022 | 28 September 2023 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 | RE | 4 | 25 July 2022 | 28 September 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 22 November 2019 | 18 May 2021 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 23 August 2016 | 28 June 2019 |