SFC Licences of HARDWICKE Tristan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 27 June 2022
Merrill Lynch Far East Limited RE 1 27 June 2022
Merrill Lynch (Asia Pacific) Limited RE 1 27 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 07 August 2017 13 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 07 August 2017 13 May 2022
E D & F Man Capital Markets Hong Kong Limited 英德富資本市場香港有限公司 RO 2 19 December 2016 31 July 2017
E D & F Man Capital Markets Hong Kong Limited 英德富資本市場香港有限公司 RE 1 11 August 2016 31 July 2017
E D & F Man Capital Markets Hong Kong Limited 英德富資本市場香港有限公司 RE 2 11 August 2016 19 December 2016