SFC Licences of HARDWICKE Tristan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 27 June 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 27 June 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 June 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 07 August 2017 | 13 May 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 07 August 2017 | 13 May 2022 |
| Marex HK Asia Limited | RO | 2 | 19 December 2016 | 31 July 2017 |
| Marex HK Asia Limited | RE | 1 | 11 August 2016 | 31 July 2017 |
| Marex HK Asia Limited | RE | 2 | 11 August 2016 | 19 December 2016 |