SFC Licences of OHTAKA Kenichi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 June 2018 08 June 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 August 2017 14 August 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 May 2017 22 May 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 March 2017 23 March 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 August 2016 12 August 2016