SFC Licences of WU Yang 吳洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 29 June 2021 | |
| Comprador Limited | RE | 4 | 11 August 2016 | 27 September 2019 |
| Comprador Limited | RE | 6 | 11 August 2016 | 27 September 2019 |