SFC Licences of XIA Danning 夏丹宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 23 July 2018 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 23 July 2018 | |
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 25 October 2017 | 13 July 2018 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 03 April 2017 | 13 July 2018 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 09 August 2016 | 03 March 2017 |