SFC Licences of AU Kai Man 區繼文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 20 August 2019 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 August 2016 | 01 September 2018 |