SFC Licences of ZHUANG Yiyang 庄亦洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited |
RE | 6 | 18 June 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 05 July 2018 | 26 May 2021 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 27 June 2018 | 26 May 2021 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 27 June 2018 | 26 May 2021 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RE | 1, 6 | 26 May 2017 | 31 May 2018 |
| AMTD Global Markets Limited 尚乘環球市場有限公司 |
RE | 6 | 07 November 2016 | 17 March 2017 |
| AMTD Global Markets Limited 尚乘環球市場有限公司 |
RE | 1, 4 | 08 September 2016 | 17 March 2017 |