SFC Licences of ZHUANG Yiyang 庄亦洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RE 6 18 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
CLSA Limited 中信里昂證券有限公司
RE 4 05 July 2018 26 May 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 27 June 2018 26 May 2021
CLSA Limited 中信里昂證券有限公司
RE 1 27 June 2018 26 May 2021
SPDB International Capital Limited 浦銀國際融資有限公司
RE 1, 6 26 May 2017 31 May 2018
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 6 07 November 2016 17 March 2017
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 1, 4 08 September 2016 17 March 2017