SFC Licences of WONG Shing Kit 黃聖傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 06 July 2022 | |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 06 July 2022 | |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 21 July 2020 | 16 May 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 21 August 2019 | 16 June 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 05 July 2019 | 16 June 2020 |
| iTrade Securities Investment Limited 美信證券投資有限公司 | RE | 1 | 14 March 2017 | 03 June 2019 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 15 September 2016 | 10 March 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 15 September 2016 | 10 March 2017 |