SFC Licences of LAU Tsz Lam 劉紫琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 27 June 2019 | 29 December 2021 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 27 June 2019 | 29 December 2021 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 16 August 2016 | 13 June 2019 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 16 August 2016 | 13 June 2019 |