SFC Licences of LAW Kwai Yee 羅貴義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 July 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 July 2022 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 August 2020 | 09 June 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 15 July 2020 | 09 June 2021 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 30 September 2016 | 17 April 2020 |