SFC Licences of TAN Shaoguang 譚紹光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 16 July 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 July 2021 | |
Lazard Asia (Hong Kong) Limited | RE | 6 | 12 June 2017 | 29 May 2021 |
Lazard Asia (Hong Kong) Limited | RE | 4 | 12 June 2017 | 29 May 2021 |
Lazard Asia (Hong Kong) Limited | RE | 1 | 12 June 2017 | 29 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 August 2016 | 31 March 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 August 2016 | 31 March 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 29 August 2016 | 31 March 2017 |