SFC Licences of LAU Ho Yan 劉可欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 26 July 2021
Giraffe Capital Limited 智富融資有限公司 RE 6 10 August 2018 01 July 2021
Giraffe Capital Limited 智富融資有限公司 RE 1 10 August 2018 01 July 2021
Ever-Long Securities Company Limited 長雄證券有限公司 RE 6 17 August 2016 21 July 2018
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 17 August 2016 21 July 2018