SFC Licences of SHEN Fangzheng 沈方正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 22 December 2017 | 28 February 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 August 2016 | 14 September 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 August 2016 | 14 September 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 29 August 2016 | 14 September 2017 |