SFC Licences of LIANG Ruizhi 梁睿智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 September 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 26 August 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 26 August 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 July 2019 | 19 July 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 July 2019 | 19 July 2021 |
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RE | 9 | 16 October 2018 | 14 June 2019 |
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RE | 4 | 05 October 2018 | 14 June 2019 |
North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 22 August 2016 | 30 June 2018 |
North Beta International Securities Limited 北拓國際證券有限公司 | RE | 4 | 22 August 2016 | 30 June 2018 |