SFC Licences of LI Yun 李韵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 23 September 2022 | |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 28 September 2017 | |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 28 September 2017 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 16 August 2016 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 16 August 2016 |