SFC Licences of BASU Sougata

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 December 2022 15 December 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 May 2019 17 May 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 January 2019 26 January 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 August 2018 24 August 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 June 2018 29 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 April 2018 20 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 August 2017 18 August 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 March 2017 19 June 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 August 2016 26 August 2016