SFC Licences of XIE Xinxin 謝心馨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Capital Limited 海通國際資本有限公司	RE	6	04 January 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	04 January 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	04 January 2021
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	13 May 2020	04 December 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	1	13 May 2020	04 December 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	28 September 2017	17 April 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	28 September 2017	17 April 2020
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RE	6	08 September 2016	05 September 2017
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RE	4	08 September 2016	05 September 2017
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RE	1	08 September 2016	05 September 2017
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	17 August 2016	01 September 2016
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	17 August 2016	01 September 2016