SFC Licences of WANG Yao 王遥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 9 | 18 September 2020 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 4 | 18 September 2020 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 1 | 18 September 2020 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 05 March 2018 | 13 August 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 05 March 2018 | 13 August 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 30 September 2016 | 19 January 2018 |