SFC Licences of LAN Weibo 蘭蔚波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 October 2021 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 October 2019 | 16 July 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 October 2019 | 16 July 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 August 2016 | 08 November 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 August 2016 | 08 November 2017 |