SFC Licences of LI Sui Hong 李瑞航
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 24 November 2021 | 21 October 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 24 November 2021 | 21 October 2022 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 05 December 2018 | 22 September 2021 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 22 November 2018 | 22 September 2021 |
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 18 August 2016 | 02 November 2018 |