SFC Licences of YANG Mi 楊宓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 09 November 2017 17 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 09 November 2017 17 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 09 November 2017 17 August 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 22 August 2016 17 October 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 22 August 2016 17 October 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 22 August 2016 17 October 2017