SFC Licences of SIU Kai Yun 蕭嘉茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Black Tusk Partners Limited | RO | 1 | 05 October 2023 | |
| Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 18 March 2022 | 25 August 2023 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 4 | 11 January 2021 | 01 June 2021 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 24 November 2020 | 01 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 30 January 2018 | 30 October 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 August 2016 | 24 March 2017 |