SFC Licences of LIN Tiantian 林天天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 08 April 2021 | 16 June 2023 |
UBS Securities Hong Kong Limited | RE | 6 | 23 October 2020 | 15 January 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 25 May 2018 |
UBS Securities Hong Kong Limited | RE | 6 | 29 August 2016 | 18 December 2016 |