SFC Licences of LAM Chin Ting 林展廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 19 August 2021 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 22 June 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 June 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 February 2020 | 20 May 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 12 February 2020 | 20 May 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 03 December 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 29 August 2016 | 18 December 2016 |