SFC Licences of COWAN James Charles Strathy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 13 September 2019 | 20 September 2019 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 04 September 2018 | 12 September 2018 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 28 June 2018 | 28 June 2018 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 20 September 2017 | 04 October 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 17 October 2016 | 20 October 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 23 August 2016 | 25 August 2016 |