SFC Licences of SABAS Steffen Erich August
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | 9 | 12 November 2021 | 14 July 2022 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 16 January 2018 | 27 October 2019 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 16 January 2018 | 27 October 2019 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 08 September 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 08 September 2017 |
| UBS Securities Asia Limited | RE | 2 | 29 August 2016 | 08 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 29 August 2016 | 08 September 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 29 August 2016 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 29 August 2016 | 18 December 2016 |