SFC Licences of WANG Yishu 王亦舒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 9 | 28 December 2017 | 22 June 2018 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 28 December 2017 | 22 June 2018 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 28 December 2017 | 22 June 2018 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 23 August 2016 | 27 October 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 August 2016 | 27 October 2017 |