SFC Licences of YU Clive
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 21 September 2020 | 07 June 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 September 2020 | 07 June 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 21 September 2020 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 September 2020 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 10 September 2020 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2020 | |
| Merrill Lynch Far East Limited | RE | 7 | 03 May 2018 | 01 November 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 29 August 2016 | 03 June 2020 |
| Merrill Lynch Far East Limited | RE | 1 | 29 August 2016 | 03 June 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 August 2016 | 19 December 2018 |