SFC Licences of CHEN Ying Chih 陳盈志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 23 November 2020 | |
| UBS Securities Hong Kong Limited | RE | 1 | 23 November 2020 | |
| UBS Securities Asia Limited | RE | 2 | 23 November 2020 | |
| UBS Securities Asia Limited | RE | 1 | 23 November 2020 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 August 2016 | 06 June 2017 |