SFC Licences of LIANG Heye 梁鶴也
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 11 November 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 17 December 2019 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 17 December 2019 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 22 August 2019 | 15 October 2019 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 15 November 2017 | 10 April 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 August 2016 | 26 October 2017 |