SFC Licences of SHI Jiayi 施嘉懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 04 June 2018 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 04 June 2018 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 23 May 2018 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 25 August 2016 | 20 April 2018 |